Cultures of Silence and Cultures of Voice: The Role of Whistleblowing in Healthcare Organisations
Cultures of Silence and
Cultures of Voice: The Role of Whistleblowing in Healthcare Organisations
In many
health-care systems, 'whistleblowing' has gained popularity as a technique of
discovering and correcting quality and safety issues. Whistleblowing – and the
reactions to it – has a number of complex and confusing characteristics that
must be considered in the context of the larger (organizational) cultural
dynamics of healthcare organizations.
Speaking Truth to Power?
Healthcare
crises in several nations have shown that when the organizational setting is
improper, cruel and unproductive practices can thrive. 1-4 When employees
notice poor quality treatment and/or harmful practices, it's critical that they
feel empowered to speak up and express their concerns. It's even more critical
that businesses respond favorably to such issues when they arise, learn from
past mistakes, and implement effective rules to prevent such incidents from
occurring in the future. Unfortunately, there have been far too many
high-profile examples of front-line workers raising severe concerns that were
not effectively addressed by the organization. As a result, patients have
suffered, and workers may suffer as well. As a result, patients have suffered,
and personnel may have suffered as a result of the direct and indirect effects
of their expressing concerns.
Employee
whistleblowing – informally defined as the disclosure of information about
hazardous, unethical, or unlawful behaviors to a person or public entity
outside of normal channels and management structures – has arisen as a
significant topic in disputes about quality and safety in many health systems.
1 Recent
public inquiries and reports exposing inadequate standards of care in the
English National Health Service (NHS), for example, have underlined the
critical role that staff whistleblowing may play in the discovery and
prevention of patient harm. 2.5%: "When a member of the NHS speaks up,
they are contributing to the quality and safety of patient care." This is
true for all NHS staff, regardless of status, not just physicians, nurses, and
other licensed healthcare professionals." 5 p.m.
However,
how can we comprehend such whistleblowing techniques and position them in the
correct organizational context?
Safe, or Sorry?
For many
years, healthcare employers, regulators, and professional organisations have
legislated and supported whistleblowing policies with the goal of ensuring safe
and effective services. Nonetheless, a mismatch exists between whistleblower
regulations in theory and how such arrangements work in practice, according to
a number of polls conducted by various professional groups. One likely cause
for this is the widespread belief among health professionals that if they
express real concerns about colleagues' work or inadequate care, they would be
victimized, ostracized, or intimidated. In the United Kingdom, for example, a
2012 NHS staff survey found that while the majority of NHS staff (90 percent)
would know how to report any concerns they might have, only 72% said they would
"feel safe raising these concerns," and only 55% said they would
"feel confident" that their organization would address them. 6
Furthermore, when the Royal College of Nursing surveyed its members in 2013,
nearly a quarter (24%) reported they had been 'warned off' or otherwise
discouraged from whistleblowing. Furthermore, 45 percent of respondents
reported their company 'took no action' after they spoke up in the same study. Doctors
are not immune to such concerns: according to a survey of medical practitioners
conducted by the Medical Protection Society (MPS) in 2012, just 11% of
respondents said they would be confident in the process if they blew the
whistle, and 49% of doctors said the whistleblowing process is ineffective due
to 'fear of consequences.' Just a third of doctors who had blown the whistle
(33%) stated their colleagues had backed them up in their decision. 7
If
whistleblowing is to be an effective element of any national strategy for
better, safer care, employees must believe that their complaints will not only
be heard and addressed, but that their personal safety will not be jeopardized.
Heroes, or Villains?
Individual
whistleblowers may be viewed as heroes by some (for advocating for patients'
rights; encouraging better care; questioning management), but villains by
others (for stepping outside of usual proceses; for denigrating services; for
damaging professional and organisational reputations). Whistleblowers are
frequently portrayed as either "courageous employees" who act to
maintain standards at great personal cost, or as "disloyal
malcontents" who "snitch" or "grass" on colleagues and
pursue their own interests regardless of the dysfunctional consequences for
individuals and organizations in the literature and popular media. 8
Furthermore, it would be naive to believe that all whistleblowers are motivated
solely by genuine concerns about patient care: Some may also be motivated by
work complaints or personality issues; some of the concerns stated may even be
malevolent (probably rare, but certainly possible).
In fact,
distinguishing between these designations is difficult. Whistleblowing is
associated with persons having (often) complex personal and professional
histories, as well as (like all of us!) certain personal idiosyncracies. Binary
distinctions (such as hero/villain; loyal/disloyal; warranted/unwarranted) are
typically ineffective because they obscure the complexity and ambiguity of
whistleblowers and whistleblowing. It's difficult to tell whether someone is a
"hero" or a "troublemaker" (or, more problematically,
both). Prior knowledge, preferences, and interests are likely to impact
interpretations of the local service context, as well as the personal history
and traits of the whistleblower in light of whistleblowing acts. Local
discursive practices (e.g., on the nature of success, failure, risk, and
performance) as well as operational variables (such as resource restrictions,
service rivalry, stakeholder pressures, and so on) are likely to play a
significant impact in determining outcomes. Power will be determined by who has
the knowledge, status, and position to assert one narrative over another. Such
evaluations are based on discursive power rather than 'facts.' Controlling the
narrative, dealing with ambiguity, and dealing with contestation are all likely
to be important.
Whistleblowing,
then, is plagued with competing interpretations and always takes place in a
highly cultural and contextualized organizational setting. Organizational rules
must therefore be carefully designed, implemented, and implemented in order to
safeguard people who raise valid concerns while also providing support in the
event of more vexatious whistleblowing.
Cultures of Silence and Cultures of Voice in Healthcare
Organisations
The
problem of reporting concerns about dangerous or poor quality treatment has
tended to be seen as a simple (individual) option between electing to 'blow the
whistle' or deciding to keep silent in policy recommendations. However,
evidence shows that such simplistic dichotomies are ineffective: for example,
healthcare personnel may express concerns informally inside the organization
before (or instead of) using whistleblowing protocols. 9
Employees
frequently attempt to figure out exactly what is going on before deciding
whether or not to blow the whistle, often by talking to coworkers and getting
a'second opinion.' Other informal tactics include using humour or sarcasm to
express dissatisfaction, as well as having 'off-the-record' conversations with
managers and staff. This type of behavior is sometimes described as a precursor
to whistleblowing, and other times as a replacement.
This
shows that these informal and circumlocutory channels of communication might be
useful organizational tools for addressing and avoiding hazardous care (albeit
they could also operate as'safety valves' for employee dissatisfaction without
resulting in meaningful action). It also highlights the reality that the
process of raising concerns about dangerous treatment may be mostly concealed
from view (apart from those immediately involved in the discourse) and so not
easily identified as voicing concern, let alone "whistleblowing."
This perspective emphasizes the various ways in which healthcare workers may
express their "voice" and refutes the stereotype that they are
"voiceless." The idea that healthcare personnel are guilty bystanders
who tolerate inadequate standards of care and are "silent witnesses"
to malpractice and cruelty is frequently pushed in the media.
The
decision between silence and voice is thus a spectrum rather than a binary one.
It is also about a social and cultural level, not simply individuals.
Furthermore, while "organizational silence" – described as "the
collective-level phenomenon of doing or saying very little in response to
important problems or difficulties confronting an organization"11 – may be
undesirable, whistleblowing is not always the best option. We should take a
close look at how whistleblowing rules and practices contribute to the
organizational culture of voice and quiet.
Hearing, Listening and Acting
Effectively
communicating concerns is only the first step towards developing better, safer
healthcare: people in positions of power must listen and act. The 'deaf
effect,' as defined in management literature, occurs when a decision-maker
"does not hear" and "ignores or overturns a report of bad news
to continue a failed course of action." In the face of inadequate and
dangerous treatment, a variety of psychological, societal, and organizational
elements have been identified that cooperate to shape and perpetuate
"organizational deafness." The development of open reporting cultures
is limited or stifled by persistent hierarchical status and power inequalities
between different professional and occupational groups (e.g., between nurses
and doctors, or between frontline personnel and managers). It's not apparent
how whistleblowing in organizations helps to alleviate rather than worsen the
"deaf effect." After all, the more unpleasant the messages are, the
less likely it is that individuals who are affected would truly hear and act on
them. Any whistleblower plan must address the difficult organizational dynamic
of resistance to bad news, particularly among those in positions of authority who
may already be invested in success narratives. The responses of individuals in
power (both inside and outside the organization) when presented with fresh
information and calls for action can be complicated, differently motivated,
unclear, and contentious, just as whistleblowers' acts might be. While a
refusal to listen and resistance to change are prevalent, different reactions
can be observed, ranging from adjustments in attitudes and understanding to
direct actions; from acts that promote positive change to those that degrade
and harm whistleblowers. As a result, we require a detailed knowledge of these
response dynamics, just as we need of whistleblower dynamics.
Concluding Remarks
Healthcare
crises in many nations demonstrate the substantial flaws in whistle-blower
protection and assistance, even when they voice real concerns: healthcare
organizations typically dismiss such concerns and give poor remedies to the
issues revealed. Senior players have been disciplined, suspended, or reported
for misconduct to professional bodies on pretexts derived from a very specific
and partisan reading and framing of events in some cases; in extreme cases,
healthcare professionals have been disciplined, suspended, or reported for
misconduct to professional bodies on pretexts derived from a very specific and
partisan reading and framing of events.
We
believe that most of the thinking on whistle blowing misunderstands it as
something distinct from regular organizational functioning, and so misses a
larger chance to think about voice and quiet in the context of organizations. Whistleblowing,
in our opinion, is part of a broad variety of formal and informal behaviors
anchored in local organizational contexts and cultures15,16 and entangled in
both formal and informal governance systems and practices. The ambiguity of
judgments and behaviors that are molded by contending discourses, discourses
that are shaped by local interests and power relations, is at the heart of this
argument.
The
desirable, though difficult, objective of creating the ideal organizational
contexts where voices can be heard, competing narratives can be recognized, and
effective action directed at better, safer care can be enacted (even in the
face of uncertainty) remains the laudable, if elusive, goal. Whistleblowing can
be a component of this, but it must be understood in the context of the larger
organization, rather than being perceived as something independent and
distinct, a 'bolt on' addition.
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